Principal Financial

You are agreeing to arbitrate any dispute, claim, or controversy that may arise between you and your firm, or a customer, or any other person, that is required to be arbitrated under the rules of the self-regulatory organizations with which you are registering. This means you are giving up the right to sue a member, customer, or another associated person in court, including the right to trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed. –OBA Request Form (2016)

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